Overview

CASS Manager – good experience of FCA CASS regulations required. Hybrid (Bath). £65K - £75K plus bonus & benefits. REF: 4126D5.

Responsibilities

• Support the design and implementation of a first line CASS oversight function within operations
• Support operations in delivering strategic goals for process improvement
• Support the business on CASS technical query escalations
• Preparation and delivery of CASS adherence reports/opinion to the Executive Team and the Board
• Liaise with and advise the relevant teams on their regulatory CASS activities such as reconciliations, cash management, deposit allocations
• Undertake trend analysis on breaches and near misses, providing guidance and suggesting process revision where appropriate
• Achieve and actively maintain skills and knowledge to adhere to the training and competence standards, undertake overseer activities as nominated
• Work closely with the 2nd line risk and compliance function in management changes to the CASS regulatory environment
• Complete weekly, monthly and annual review of CASS breach log and risk profiling, including reviews of CASS risk appetite and RAG ratings
• Provide CASS SME support as required to change programme and propositional change
• Produce and maintain CASS policies / frameworks as required
• Feed into CMAR submission and any escalations arising

Qualifications

• Strong CASS experience and knowledge, in particular CASS 6, 7 & 8

Additional information

The role is full-time (3 days per week) in Bath. NB: We have already filled many roles at this client; guidelines available on progression. Applicants should be able to prove they are legally entitled to work in the UK. By applying you acknowledge the information provided is true to the best of your knowledge. Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.