Compliance Officer - Investments (Retail)

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Overview

Temp to perm Compliance Officer vacancy, within the retail arm of an investment management firm.

Responsibilities

  • Conduct compliance reviews and sign-offs.
  • Support as compliance liaison for any projects undertaken by the business.
  • Provide advice to the business on all aspects of the regulatory framework applicable to UCITS managers.
  • Design and deliver training on compliance and regulatory topics to be delivered at all levels of the business from new joiners through to senior management.
  • Ad-hoc project work.

Profile / Qualifications

  • Previous experience in a compliance role within the Retail Investment Management space.
  • A strong understanding of regulatory frameworks and compliance standards.
  • Bachelor\'s degree with an outstanding academic record from a reputable university.
  • Self-starter with high standards, resilience, stamina, determination and perseverance.

Job Offer / Benefits

  • Competitive daily rate of approximately 500+, depending on experience.
  • Opportunity to work with a respected organisation in the financial services industry.
  • Temporary role offering flexibility and hybrid working.
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Location:
Greater London, England, United Kingdom
Salary:
£125,000 - £150,000
Job Type:
FullTime
Category:
Finance, Management & Operations

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