Controls & Compliance Specialist - Finance

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Overview

DWF are seeking a Control & Compliance Specialist to join the finance team on a hybrid basis from our Manchester Office. You will be responsible for the development of internal compliance policies, establishing robust controls, and ensuring effective monitoring mechanisms. The Finance Operations team is undergoing change to deliver a more efficient service to our internal and external clients. This role supports the team to meet regulatory requirements and embed new technological platforms to meet evolving business needs.

Responsibilities

• Develop and enhance internal controls to facilitate successful audit outcomes
• Maintain compliance with relevant jurisdictions through policy and procedure management
• Design and implement system controls to mitigate compliance risks
• Establish monitoring frameworks to assess the efficacy of the controls environment
• Evaluate external requirements and implement enhanced controls to fortify the framework
• Lead internal teams through SRA audits, engaging with the external audit team and drive remediation plans as necessary
• Provide a compliance and controls perspective for new Digital Transformation initiatives
• Support compliance with Solicitor Regulation Authority (SRA) Accounts Rules through review of processes, procedures and controls, enhancing or implementing changes where required
• Support the focus and understanding of the firm’s financial compliance responsibilities through a rolling programme of training and communication, including training for new joiners

Qualifications and Requirements

• Previous experience in a law firm environment with knowledge of SRA Accounts Rules
• Experience in a high-volume/shared services setting
• Familiarity with 3E and e-billing solutions
• Understanding of finance operations and associated controls best practices
• Passionate about compliance and continuously seeking opportunities for knowledge enhancement
• Exceptional communication skills with the ability to tailor messaging to diverse stakeholder groups

What we offer

We are committed to ensuring that each member of our team feels valued and duly rewarded. We are an equal opportunities employer that celebrates diversity and is committed to creating an inclusive environment for all. We offer adjustments or additional support as needed. If your experience doesn’t align perfectly with all requirements, please apply anyway as you may be the right candidate for this role or others across the wider team.

About Us

DWF is a leading global provider of integrated legal and business services. Our approach delivers efficiency, price certainty and transparency for our clients across the world without compromising on quality or service. Our purpose is to deliver positive outcomes with our colleagues, clients and communities and we foster a culture that places our colleagues at the centre of all that we do.

Job Details

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Accounting/Auditing and Finance
• Industries: Law Practice