Regulatory Compliance Officer

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Overview

A prestigious international Bank is seeking a dynamic individual to join its Compliance area. Your role will involve supporting the Head of Compliance to ensure full adherence to UK regulations and the expectations of local regulators.

Responsibilities

  • Providing guidance and training to staff regarding compliance and UK Data Protection Regulations, PRA/FCA Outsourcing, third-party risk management and Senior Managers & Certification Regime
  • Conducting compliance monitoring programmes and reporting findings
  • Reviewing/maintaining the London office policy & procedure and framework on compliance with UK GDPR/data protection
  • Reviewing the London office framework on compliance with PRA/FCA and Senior Managers & Certification Regime
  • Assisting business areas with implementation plans for any policy/procedural changes
  • Assisting with monitoring activities regarding Conduct Risk, Operational Resilience etc
  • Preparing various compliance reports

Qualifications

  • Your experience must include: Strong proven experience in regulatory compliance gained within banking including compliance regarding Data Protection, PRA/FCA Outsourcing and third-party risk management
  • Excellent presentation skills both oral and written
  • Good understanding of PRA/FCA, Senior Managers & Certification Regime, regulatory reporting and risk management framework
  • Strong IT skills
  • A proactive hands-on approach, showing initiative to assist with projects

Work arrangement

Please note this role will be working 5 days a week in the office for the first month, transitioning to hybrid thereafter (3 days in the office and 2 days remote).

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Location:
London, England, United Kingdom
Salary:
£125,000 - £150,000
Job Type:
FullTime
Category:
Legal

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