Join the Risk and Compliance Manager role at TradingView.

Role overview

The Risk and Compliance Manager will design, implement, and maintain a comprehensive risk and compliance framework across the business. This is a newly created role and represents an opportunity to build and scale a fully functioning compliance function from the ground up. The role is independent from commercial functions and will serve as a second line of defence, ensuring compliance with regulatory obligations, broker due diligence requirements, and internal controls. It also carries specific responsibility for broker licensing oversight and familiarity with global regulatory regimes relating to crypto and financial services.

Responsibilities

• Develop and maintain internal compliance policies and frameworks (KYC, sanctions, AML, data privacy, etc.)
• Monitor and implement regulatory changes (e.g., DORA, GDPR, SOC2)
• Oversee KYC/KYB checks for affiliate and broker onboarding
• Maintain a risk-based country and partner acceptance matrix
• Liaise with regulators or external auditors where necessary
• Provide internal compliance training and awareness programs

Broker Oversight

• Conduct and document broker licensing and regulatory due diligence checks, ensuring onboarding only of appropriately authorised and regulated entities
• Maintain a live register of approved brokers and their licensing/authorisation status
• Monitor regulatory changes impacting broker operations across key jurisdictions
• Engage with product and integration teams to ensure broker compliance requirements are fully captured in onboarding and ongoing monitoring processes
• Maintain working knowledge of financial and crypto-specific regulations and regulators, including: UK: FCA; EU: ESMA, EBA, MiCA, DORA; US: SEC, CFTC, FinCEN, OFAC; Global: IOSCO, FATF, MAS, ASIC

Risk Management

• Lead risk assessments and maintain the company’s risk register
• Design and monitor mitigation strategies for operational, regulatory, and reputational risk
• Support business continuity and incident response planning
• Conduct internal audits of risk controls and policies

Governance and Reporting

• Maintain a compliance calendar and ensure adherence to deadlines
• Prepare periodic reports for senior leadership on risk posture and compliance issues
• Escalate significant compliance failures or red flags

What makes you the perfect fit

• Minimum 5-7 years' experience in compliance, risk management, or internal audit, preferably in fintech, SaaS, or regulated sectors
• Solid knowledge of regulatory frameworks (e.g., GDPR, AML, sanctions regimes, ISO/SOC2)
• Familiarity with financial and crypto services regulators across multiple jurisdictions (as listed above)
• Strong understanding of crypto-specific compliance obligations, including MiCA, FATF Travel Rule, Virtual Asset Service Provider (VASP) regimes, and related regulatory guidance
• Experience in building compliance frameworks from scratch is highly desirable
• Strong analytical, communication, and stakeholder management skills
• Professional certifications preferred (e.g., ICA, ACAMS, CCEP, CRISC)

Nice to have

• Finance experience or knowledge of trading
• Familiarity with TradingView or similar platforms

Details

This is a hybrid role based in our Central London office, located in The Shard.

Benefits

• Permanent Contract
• Flexible Working Hours – Start your day when it suits you best within our wide range of entry hours.
• Hybrid Work Policy – Enjoy the flexibility of combining remote and office work.
• Private Health Insurance
• Performance Bonus
• Work alongside experienced professionals and mentors offering ongoing training and growth opportunities.
• Premium TradingView Subscription
• Annual Team Events – We love celebrating together!
• A comfortable, well-equipped workspace with exclusive perks like a gym and much more!

TradingView is an equal opportunity employer. We embrace diversity and are dedicated to fostering a diverse and inclusive workplace. Our success is driven by 500+ professionals from 40+ different nationalities, speaking nearly 20 languages across our global offices in London, New York, Malaga and Tbilisi.

Ready to make a real impact on the financial world? Apply now.